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Helping You Build Your Pension  
 

Team

Mark Swartz entered the financial services industry over 20 years ago with one goal: Helping people better understand and navigate the world of personal finance. With a vision to build his firm based on trust and respect. 

Mark holds a BA degree from the University of Wisconsin with an emphasis in Business Administration. He holds Series 6, 63, 65, and 7 registrations through Securities America.   He is insurance licensed in CA, HI, IL NV, TX.

Mark has extensive experience advising individuals, families, and corporations alike. His goal is to break down complex issues and develop a concise approach to address the concern.

No client is too big or too small. Mark has experience with delivering sophisticated financial solutions and helping his clients with the advice he provides.

“Putting my clients ahead of everything else has been the foundation for my business,” said Mark Swartz. “It has enabled me and my firm to enjoy many years of service in this community.”

Mark and his spouse, Blanca, reside in Alameda along with their dog, Sonny.

 

Mark Swartz is an Independent Financial Advisor with nearly two decades of experience in the Financial Services industry. He specializes in developing unique financial strategies that help clients build and maintain a pension for their...

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Laurie Murthy

New Accounts Coordinator and Client Services

(924) 244-0222

Laurie has over 20 years of customer service, project management and marketing experience in Financial Services. She graduated from Golden Gate University, San Francisco with a BA in Human Resources Management. Member of Mark Swartz...